Chief Compliance Officer
Diana joined Smartleaf Asset Management in 2014 and is responsible for managing all compliance functions of the firm.
Before joining the team, Diana spent 7 years with Smartleaf, Inc. the parent company of Smartleaf Asset Management. As a Director of Client Support, her responsibilities included assessing and resolving end-user and partner inquiries, while working to ensure that the core team continued to deliver world-class support to Smartleaf’s dynamic and growing customer base. She began her career at J.P. Morgan Invest, an online subsidiary of J.P. Morgan Chase. For more than 20 years she worked in back-office investment operations and project management capacities.
B.S., Business Management, Simmons College. Certificate in Accountancy, Bentley University.